Director, Audit- Compliance
Welcome to Capital One, a leading financial institution committed to empowering individuals and businesses with innovative financial solutions. We are currently seeking a highly skilled and experienced Director of Audit- Compliance to join our team. In this role, you will play a critical role in ensuring our company's compliance with regulatory requirements and internal policies. We are looking for a dynamic individual who is passionate about promoting a culture of compliance and has a strong background in internal auditing. If you are ready to take on a challenging and rewarding position with a company that values integrity and accountability, we encourage you to apply.
- Develop and implement compliance audit plans and strategies to ensure adherence to regulatory requirements and internal policies.
- Conduct comprehensive audits of various departments and processes to evaluate their compliance with relevant laws and regulations.
- Identify potential compliance risks and provide recommendations for mitigating those risks.
- Collaborate with cross-functional teams to ensure that all compliance issues are adequately addressed and resolved.
- Monitor changes in regulatory requirements and update audit plans accordingly.
- Stay up-to-date with industry best practices and trends in compliance auditing.
- Train and educate employees on compliance policies and procedures to promote a culture of compliance within the organization.
- Work closely with senior management to provide regular updates on compliance audit findings and recommendations.
- Communicate audit results and recommendations effectively to all levels of the organization.
- Develop and maintain effective relationships with regulatory agencies and ensure timely and accurate reporting.
- Lead and manage a team of compliance auditors, providing guidance and support as needed.
- Ensure all audit activities are conducted in accordance with established standards and protocols.
- Maintain accurate and organized audit records and documentation.
- Continuously assess and improve the effectiveness of the compliance audit program.
- Adhere to ethical and professional standards in all audit activities.
Extensive Experience In Audit And Compliance: The Ideal Candidate Should Have A Minimum Of 10 Years Of Experience In Audit And Compliance, With A Proven Track Record Of Success In Managing Complex Audit Projects And Ensuring Compliance With Regulatory Requirements.
Strong Knowledge Of Industry Regulations: The Candidate Should Have A Deep Understanding Of The Regulations And Laws Governing The Financial Services Industry, Including But Not Limited To Sox, Dodd-Frank, And Basel Iii.
Excellent Leadership And Management Skills: As A Director, Audit-Compliance, The Candidate Will Be Responsible For Leading A Team Of Auditors And Compliance Professionals. Therefore, Strong Leadership And Management Skills, Including The Ability To Motivate And Develop Team Members, Are Essential.
Analytical And Problem-Solving Skills: The Candidate Should Possess Excellent Analytical Skills And Be Able To Identify And Address Potential Compliance Risks And Issues Proactively. They Should Also Have A Strong Ability To Think Critically And Make Sound Decisions Under Pressure.
Effective Communication And Stakeholder Management: The Candidate Should Have Excellent Communication Skills, Both Written And Verbal, As Well As The Ability To Build And Maintain Relationships With Key Stakeholders, Including Regulators And Senior Management. They Should Also Be Able To Present Complex Information In A Clear And Concise Manner.
Risk Management
Financial Analysis
Process Improvement
Communication Skills
Problem Solving
Internal controls
Data Analytics
Team Leadership
Regulatory compliance
Audit planning
Audit reporting
Training And
Communication
Conflict Resolution
Emotional Intelligence
Leadership
Time management
creativity
Critical thinking
Teamwork
Adaptability
Problem-Solving
According to JobzMall, the average salary range for a Director, Audit- Compliance in McLean, VA, USA is $146,000 - $200,000 per year. This may vary depending on factors such as the size and industry of the company, the individual's level of experience and qualifications, and the specific responsibilities and duties of the role.
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Capital One Financial Corporation is an American bank holding company specializing in credit cards, auto loans, banking, and savings accounts, headquartered in McLean, Virginia. Capital One is ranked 11th on the list of largest banks in the United States by assets.
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