Compliance Principal Associate

Demonstrate an understanding of business processes, control frameworks, and related regulatory and compliance standards. Develop and execute test assessment, continually validating and improving existing design while also identifying new opportunities to execute reviews in high risk areas. Obtain and analyze data, supporting and initiating efforts to improve data sourcing and innovation with business partners and IT support teams. Identify control deficiencies, evaluate their risk implications, and draw the appropriate conclusions to best communicate results with the lines of business. Manage to schedules to ensure all results are completed within established timeframes and documented within systems of record. Review deliverables executed by peers for accuracy and adherence to procedures. Establish and maintain strong relationships with Compliance Advisors and Business Areas.

According to JobzMall, the average salary range for a Compliance Principal Associate in 1307 Walt Whitman Rd, Melville, NY 11747, USA is between $87,053 and $112,765. This range may vary depending on the individual's experience, qualifications, and job responsibilities.

Capital One Financial Corporation is an American bank holding company specializing in credit cards, auto loans, banking, and savings accounts, headquartered in McLean, Virginia. Capital One is ranked 11th on the list of largest banks in the United States by assets.