Senior Global Investment Control Compliance Specialist

Are you an experienced compliance professional looking for an exciting opportunity to make a meaningful impact on a global scale? Capital Group Companies is seeking a Senior Global Investment Control Compliance Specialist to join our dynamic team. In this role, you will play a critical role in ensuring adherence to regulatory requirements and internal policies across our global investment operations. We are looking for a detail-oriented and proactive individual with a strong understanding of investment compliance and a passion for promoting ethical business practices. If you are ready to take on a challenging and rewarding role with a leading investment management firm, we encourage you to apply today.

1. Develop and maintain a deep understanding of global regulatory requirements and internal policies related to investment operations.
2. Conduct thorough reviews and analysis of investment processes and operations to identify potential compliance risks and areas for improvement.
3. Collaborate with cross-functional teams to implement and monitor compliance controls and procedures.
4. Provide guidance and support to investment teams to ensure compliance with regulations and policies.
5. Stay updated on industry trends and best practices in investment compliance and proactively recommend enhancements to our compliance program.
6. Conduct regular training and education sessions for employees to promote a culture of compliance and ethical business practices.
7. Monitor and review compliance-related reports and metrics, and prepare reports for senior management.
8. Serve as a point of contact for regulatory inquiries and audits, and assist with the resolution of any findings.
9. Keep abreast of changes in global regulations and communicate potential impact to relevant stakeholders.
10. Lead or participate in special projects related to compliance initiatives or process improvements.
11. Represent the firm in compliance-related discussions and meetings with external parties.
12. Maintain accurate and up-to-date records of compliance activities and documentation.
13. Act as a mentor and resource for more junior compliance team members.
14. Identify and escalate any potential compliance issues or concerns to senior management in a timely manner.
15. Foster a culture of compliance and integrity within the organization.

According to JobzMall, the average salary range for a Senior Global Investment Control Compliance Specialist in Irvine, CA, USA is $100,000-$150,000 per year. This range can vary depending on the specific company, industry, and level of experience of the individual. Some senior global investment control compliance specialists may earn salaries outside of this range, particularly if they have extensive experience and specialized skills in the field.

Capital Group is an American financial services company. It ranks among the world's oldest and largest investment management organizations, with $1.87 trillion in assets under management.