Compliance Associate

We are looking for an experienced and highly motivated Compliance Associate to join the Capital Group Companies team. In this role, you will be responsible for ensuring the organization is compliant with all applicable laws and regulations. The ideal candidate for this position will have a strong background in compliance, a comprehensive knowledge of the financial services industry, and excellent communication skills. If this sounds like the perfect fit for you, we’d love to hear from you!

Responsibilities:

1. Monitor and assess the organization's compliance with applicable laws and regulations.
2. Research and analyze new and emerging legal and regulatory requirements.
3. Develop and implement policies and procedures to ensure compliance.
4. Identify potential risks and develop mitigation plans.
5. Provide guidance to internal stakeholders on compliance matters.
6. Monitor and review compliance activities.
7. Prepare and submit reports to management and external regulatory bodies.
8. Collaborate with external auditors and lawyers in the review of compliance documents.
9. Participate in industry initiatives related to compliance.
10. Provide training and guidance to staff on compliance matters.

According to JobzMall, the average salary range for a Compliance Associate in Irvine, CA, USA is $59,000 to $67,000 per year. This salary range is based on the most recent information available from the Bureau of Labor Statistics and salary data from employers across the country.

Capital Group is an American financial services company. It ranks among the world's oldest and largest investment management organizations, with $1.87 trillion in assets under management.