Vice President – Front Office Surveillance Team Lead

We are looking for a driven, organized, and detail-oriented individual to join BNP Paribas as Vice President - Front Office Surveillance Team Lead. In this role, you will be responsible for overseeing the surveillance of front office activities, ensuring regulatory compliance, and providing leadership to a team of surveillance analysts.The ideal candidate will have a Bachelor’s degree or higher in accounting, finance, or a related field, with at least 10 years of experience in a financial services environment. You should also have strong analytical skills and be comfortable with interpreting and analyzing regulatory requirements. In addition, the successful candidate must possess excellent communication skills and be highly organized.If you have the necessary qualifications and are looking for an opportunity to make an impact in a dynamic and fast-paced environment, we want to hear from you!

Responsibilities:

1. Establish and maintain a framework for effective front office surveillance, ensuring compliance with relevant regulations.
2. Design and implement strategies to monitor front office activities, while providing leadership and guidance to the team of surveillance analysts.
3. Analyze data and interpret regulatory requirements to identify areas of risk.
4. Develop and implement policies and procedures to address potential risks and ensure compliance with regulations.
5. Monitor and review activities within the front office, identifying and addressing any issues as they arise.
6. Provide feedback and coaching to the surveillance analysts team to ensure quality standards are maintained.
7. Regularly communicate with senior management and stakeholders to ensure operations are carried out in accordance with the regulations.
8. Develop and maintain relationships with external regulators and industry stakeholders.
9. Stay up-to-date with changes in regulations and ensure the team is informed of any new requirements.

According to JobzMall, the average salary range for a Vice President – Front Office Surveillance Team Lead in New York, NY, USA is $120,000 to $170,000 per year.

BNP Paribas SA engages in the provision of banking and financial services. It operates through the following main businesses: Retail Banking and Services and Corporate and Institutional Banking. The Retail Banking and Services business includes domestic markets and international financial services. The Corporate and Institutional Banking comprises of corporate banking, global markets, and securities services.