Compliance Officer - Personal Account Dealing

Are you passionate about ensuring ethical and compliant behavior in the financial industry? Do you possess strong analytical skills and a keen eye for detail? Bloomberg is seeking a highly motivated Compliance Officer to join our team as a Personal Account Dealing specialist. In this role, you will play a critical role in maintaining the integrity of our organization by monitoring and enforcing personal trading policies and procedures. We are looking for a self-starter with excellent communication skills and a solid understanding of financial regulations. If you are a driven individual with a strong sense of integrity and a desire to make a difference, we encourage you to apply for this exciting opportunity.

• Develop, implement, and maintain personal trading policies and procedures in accordance with relevant financial regulations and internal guidelines
• Monitor and oversee employee personal trading activities to ensure compliance with company policies and regulations
• Conduct regular audits and reviews of personal trading records and transactions to identify potential violations
• Investigate and resolve any reported or suspected breaches of personal trading policies and procedures
• Communicate with employees and other relevant parties to provide guidance and clarification on personal trading policies and regulations
• Collaborate with other compliance team members to identify and address potential compliance risks and issues
• Stay up-to-date with relevant laws, regulations, and industry developments to ensure personal trading policies and procedures remain current and effective
• Prepare and present regular reports to senior management on personal trading compliance activities and findings
• Train and educate employees on personal trading policies and procedures to promote understanding and adherence
• Foster a culture of ethical and compliant behavior by promoting awareness and accountability among employees.

According to JobzMall, the average salary range for a Compliance Officer - Personal Account Dealing in New York, NY, USA is $98,000 - $149,000 per year. This may vary depending on the size and industry of the company, as well as the specific duties and responsibilities of the individual in the role. Additionally, factors such as education, experience, and certifications may also impact the salary range for this position.

Bloomberg is the world's primary distributor of financial data and a top news provider of the 21st century. A global information and technology company, we use our dynamic network of data, ideas and analysis to solve difficult problems every day.