Compliance Associate

Are you passionate about ensuring ethical and legal standards are met in the financial industry? Do you thrive in a fast-paced, dynamic environment? If so, we have an exciting opportunity for you to join our team as a Compliance Associate at Better Mortgage.As a Compliance Associate, you will play a crucial role in maintaining our company's compliance with regulations and policies. You will work closely with our compliance team to identify, assess, and mitigate risk, while also ensuring our processes and procedures align with industry standards.We are looking for a highly motivated individual with a strong attention to detail and a deep understanding of the financial industry. The ideal candidate will have a minimum of 2 years of experience in compliance, preferably in a mortgage lending or related field. A bachelor's degree in business, finance, or a related field is also required.If you are a self-starter with excellent communication and analytical skills, and are ready to make a meaningful impact in the mortgage industry, we encourage you to apply for this exciting opportunity. Join our team at Better Mortgage and help us revolutionize the way people experience home financing.

1. Ensure company compliance with all federal, state, and local laws and regulations related to the financial industry.
2. Work closely with the compliance team to develop and implement policies and procedures that align with industry standards.
3. Conduct regular audits and reviews to identify any potential compliance issues and recommend solutions.
4. Stay up-to-date on industry regulations and communicate any changes or updates to relevant stakeholders.
5. Collaborate with various departments to ensure compliance is integrated into all business processes.
6. Develop and deliver compliance training to employees to promote understanding and adherence to regulations.
7. Monitor and report on compliance metrics to senior management.
8. Investigate and respond to any compliance-related complaints or inquiries.
9. Conduct risk assessments and implement risk management strategies.
10. Participate in regulatory exams and audits and assist with any resulting corrective actions.
11. Collaborate with external legal and compliance advisors when necessary.
12. Maintain accurate and organized records of compliance activities.
13. Identify and address any potential compliance gaps or issues and implement corrective actions.
14. Communicate effectively with internal and external stakeholders on compliance matters.
15. Identify opportunities for process improvements to enhance compliance and efficiency.

According to JobzMall, the average salary range for a Compliance Associate in Irvine, CA, USA is $62,000-$85,000 per year. This range may vary depending on factors such as experience, education, and specific job responsibilities.

Better is a direct lender dedicated to providing a fast, transparent, and online mortgage experience backed by superior customer support.