Equities Compliance and Operational Risk Manager

Are you a detail-oriented and analytical individual with a strong understanding of equities compliance and operational risk management? Do you have experience in the financial industry and a passion for ensuring regulatory compliance and mitigating operational risks? If so, we have an exciting opportunity for you at Bank of America as our Equities Compliance and Operational Risk Manager. In this role, you will play a crucial part in protecting our business and clients by overseeing and implementing compliance and risk management strategies for our equities division. Join our dynamic team and help us maintain our strong reputation as a leader in the financial industry.

1. Develop and implement compliance and risk management strategies for the equities division of Bank of America.
2. Conduct thorough analysis and assessment of potential compliance and operational risks within the equities division.
3. Ensure adherence to all regulatory requirements and internal policies related to equities compliance and operational risk management.
4. Collaborate with other departments and teams to identify and address potential compliance and risk issues.
5. Stay up-to-date on industry regulations and best practices to ensure the equities division remains compliant and minimizes risk.
6. Conduct regular audits and reviews to assess the effectiveness of compliance and risk management processes.
7. Train and educate employees on compliance and risk management policies and procedures.
8. Develop and maintain relationships with regulatory agencies to stay informed of any changes or updates in compliance requirements.
9. Communicate and report on compliance and risk issues to senior management.
10. Provide guidance and support to the equities division on compliance and risk-related matters.
11. Investigate and resolve any compliance or risk-related incidents or breaches.
12. Continuously review and improve compliance and risk management processes to ensure they are efficient and effective.
13. Collaborate with external auditors and regulators during audits and examinations.
14. Monitor and report on key performance indicators related to compliance and risk management for the equities division.
15. Proactively identify and address potential areas of improvement in compliance and risk management.

According to JobzMall, the average salary range for a Equities Compliance and Operational Risk Manager in Atlanta, GA, USA is $80,000 - $130,000 per year. However, this can vary depending on factors such as the company, experience, and job responsibilities.

Bank of America Corp. is a bank and financial holding company, which engages in the provision of banking and nonbank financial services. It operates through the following segments: Consumer Banking, Global Wealth and Investment Management, Global Banking, Global Markets, and Legacy Assets and Servicing. The Consumer Banking segment offers credit, banking, and investment products and services to consumers and small businesses.