Staff Auditor, Consumer Compliance

Working on multiple simultaneous audit engagements of all sizes and complexity across first and second line of defense business functions. Developing an understanding of consumer compliance risks, controls, and processes through interviews of key personnel, reviewing documentary support (e.g. policies, procedures, flowcharts, reports, exhibits, etc.), and performing control walkthroughs to evaluate control design. Performing control, transactional, and analytical testing to conclude on control operating effectiveness. Identifying, documenting, and calling out audit observations, findings, and recommendations. Using automated work papers and other department and company tools in a proficient manner. Preparing materials for (and participating in) routine audit client status meetings, coordinating audit requests for meetings and materials, and performing other administrative tasks. Building and retaining subject matter expertise related to consumer compliance and conduct risk laws, regulations, and requirements.

American Express Co. operates as a global services company, which engages in the provision of credit card, financial, and global travel services. It operates through the following business segments: U.S. Card Services, International Card Services, Global Commercial Services, Global Network & Merchant Services, and Corporate.