
Audit Leader - Head of Compliance and Conduct Audit
Welcome to American Express, a leading global financial services company known for our innovative products and exceptional customer service. We are currently seeking a highly motivated and experienced Audit Leader to join our team as the Head of Compliance and Conduct Audit. In this role, you will play a critical role in ensuring that our organization maintains the highest standards of compliance and ethical conduct. We are looking for a dynamic individual with a strong background in audit and compliance, who is dedicated to upholding our values and driving positive change within our organization. If you are a natural leader with a passion for risk management and a keen eye for detail, we encourage you to apply for this exciting opportunity.
- Develop and implement comprehensive compliance and conduct audit plans for the organization.
- Lead and manage a team of auditors to conduct thorough and objective audits of all compliance and conduct related processes and procedures.
- Review and evaluate company policies, procedures, and practices to ensure compliance with all applicable laws and regulations.
- Identify potential areas of risk and make recommendations for improvement to senior management.
- Stay updated on changes in regulatory requirements and update audit plans accordingly.
- Conduct regular training and awareness programs to promote a culture of compliance and ethical conduct within the organization.
- Collaborate with other departments, including legal and risk management, to ensure a cohesive approach to compliance and conduct matters.
- Build and maintain relationships with external auditors, regulators, and industry experts to stay informed on best practices and industry standards.
- Prepare and present comprehensive audit reports to senior management, highlighting any areas of concern or improvement.
- Provide guidance and support to the organization on all compliance and conduct related matters.
- Continuously monitor and assess the effectiveness of the organization's compliance and conduct program and make recommendations for enhancements.
- Set performance goals for the audit team and provide regular feedback and coaching to ensure their professional development.
- Foster a positive and inclusive work environment that promotes teamwork, accountability, and continuous improvement.
- Represent the organization in compliance and conduct related matters with external stakeholders.
- Adhere to ethical standards and promote ethical behavior throughout the organization.
Extensive Experience In Audit And Compliance: A Strong Candidate For This Role Should Have A Minimum Of 10 Years Of Experience In Audit And Compliance, With A Proven Track Record Of Leading Successful Audits And Managing Compliance Programs.
Knowledge Of Regulatory Requirements: As The Head Of Compliance And Conduct Audit, The Individual Must Have A Deep Understanding Of Relevant Laws, Regulations, And Industry Standards, Such As The Sarbanes-Oxley Act, Gdpr, And Pci-Dss.
Strong Leadership Skills: This Role Requires The Ability To Lead And Manage A Team Of Auditors Effectively. The Ideal Candidate Should Have Exceptional Leadership Skills, Including The Ability To Motivate, Coach, And Develop Team Members.
Excellent Communication And Interpersonal Skills: The Audit Leader Must Be Able To Effectively Communicate Complex Information To Various Stakeholders, Including Senior Management And External Regulatory Bodies. Strong Interpersonal Skills Are Also Necessary To Build And Maintain Relationships With Key Business Partners.
Analytical And Critical Thinking Abilities: The Audit Leader Should Have Strong Analytical And Critical Thinking Skills To Identify And Assess Potential Risks And Make Recommendations For Improvement. They Should Also Have A Keen Attention To Detail And The Ability To Think Strategically.
Change Management
Project Management
Data Analysis
Communication
Problem Solving
Leadership
Internal controls
Risk assessment
Investigative skills
Compliance monitoring
Audit planning
Regulatory Knowledge
Communication
Conflict Resolution
Leadership
Time management
creativity
Attention to detail
Teamwork
Active Listening
Adaptability
Problem-Solving
According to JobzMall, the average salary range for a Audit Leader - Head of Compliance and Conduct Audit in New York, NY, USA is $100,000-$150,000 per year. This can vary depending on the specific company, years of experience, and additional skills and qualifications.
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American Express Co. operates as a global services company, which engages in the provision of credit card, financial, and global travel services. It operates through the following business segments: U.S. Card Services, International Card Services, Global Commercial Services, Global Network & Merchant Services, and Corporate.

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