Senior Compliance Testing Analyst

Are you passionate about ensuring ethical and regulatory compliance within a dynamic and rapidly evolving financial industry? Are you a detail-oriented professional with a strong understanding of compliance standards and testing methodologies? If so, Ally Financial is seeking a Senior Compliance Testing Analyst to join our team. As a Senior Compliance Testing Analyst, you will play a critical role in ensuring that our company adheres to all applicable laws and regulations while also identifying and mitigating potential compliance risks. We are looking for a highly motivated individual with a proven track record of success in compliance testing and a strong commitment to maintaining the highest ethical standards. If you have a keen eye for detail and a passion for promoting a culture of compliance, we encourage you to apply for this exciting opportunity.

1. Develop and implement compliance testing strategies and methodologies to identify potential risks and ensure adherence to regulatory requirements.
2. Conduct thorough and detailed compliance testing reviews to evaluate the effectiveness of internal controls and processes.
3. Analyze and interpret complex regulatory requirements and develop testing plans to assess compliance.
4. Collaborate with various departments to gather and analyze data, identify potential areas of non-compliance, and make recommendations for corrective action.
5. Prepare comprehensive reports and presentations to communicate findings and recommendations to senior management and regulatory agencies.
6. Stay current on industry regulations and changes in the regulatory landscape to ensure testing methodologies are updated and in line with industry standards.
7. Develop and maintain relationships with key stakeholders to promote a culture of compliance and ethical standards.
8. Provide guidance and support to other team members on compliance testing methodologies and best practices.
9. Identify and escalate potential compliance risks and issues to appropriate parties for resolution.
10. Work closely with internal audit and other compliance teams to coordinate testing efforts and ensure all areas of compliance are adequately covered.
11. Participate in training and development programs to enhance knowledge and skills related to compliance testing and regulatory requirements.
12. Maintain accurate and organized documentation of testing activities and results.
13. Continuously seek ways to improve and streamline compliance testing processes and procedures.
14. Act as a subject matter expert on compliance testing for the organization and provide guidance and support to other departments as needed.
15. Uphold the highest ethical standards and promote a strong culture of compliance within the organization.

According to JobzMall, the average salary range for a Senior Compliance Testing Analyst in Charlotte, NC, USA is $80,000 - $130,000 per year. However, this can vary depending on factors such as experience, education, and the specific company and industry the analyst is working in. Additionally, senior compliance testing analysts may also receive bonuses and other forms of compensation, which can increase their overall earnings.

Ally Financial provides financial services including car finance, online banking via a direct bank, corporate lending, vehicle insurance, mortgage loans, and an electronic trading platform to trade financial assets.