Director, Asset Management Compliance

Welcome to Fidelity Investments, a leading financial services company dedicated to helping our clients achieve their long-term investment goals. We are currently seeking a highly motivated and experienced Director of Asset Management Compliance to join our team. As the Director, you will play a critical role in ensuring our asset management business is in compliance with all applicable laws, regulations, and company policies. This is a dynamic and challenging position that requires a deep understanding of the financial industry and a strong commitment to upholding ethical standards. If you are a driven and passionate compliance professional with a keen attention to detail, we invite you to apply for this exciting opportunity.

1. Develop and maintain comprehensive compliance policies and procedures for the asset management business in accordance with relevant laws, regulations, and company policies.
2. Monitor and assess the effectiveness of the compliance program to identify and address potential areas of risk.
3. Conduct regular audits and reviews to ensure compliance with all applicable laws, regulations, and company policies.
4. Stay up-to-date with industry developments and changes in regulations to ensure the compliance program remains current and effective.
5. Collaborate with cross-functional teams to implement new compliance initiatives and processes.
6. Provide guidance and training to employees on compliance standards and best practices.
7. Investigate and resolve any compliance issues or violations that arise.
8. Communicate compliance updates and changes to relevant stakeholders, including senior management.
9. Maintain accurate and detailed records of compliance activities, including audits, reviews, and investigations.
10. Act as a point of contact for regulatory agencies and manage any compliance-related inquiries or audits.
11. Develop and maintain relationships with external partners, such as legal and regulatory bodies, to stay informed about compliance requirements and industry standards.
12. Identify potential areas for improvement in the compliance program and make recommendations for enhancements.
13. Collaborate with internal and external auditors to facilitate compliance-related audits.
14. Uphold ethical standards and promote a culture of compliance throughout the organization.
15. Continuously evaluate and improve the compliance program to ensure it meets the needs of the business and remains effective.

According to JobzMall, the average salary range for a Director, Asset Management Compliance in Boston, MA, USA is between $135,000 and $184,000 per year. This range can vary depending on factors such as years of experience, industry, and specific company.

Fidelity Investments Inc., commonly referred to as Fidelity, earlier as Fidelity Management & Research or FMR, is an American multinational financial services corporation based in Boston, Massachusetts.